-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MwM0C8+sMBM/R5acOLLP/n4edTMoUDGJafWjXaeQN1yvbuVDV+BFU68rz4OWp8q8 29EMWJWtl6b+KFAKN0L7dQ== 0000950130-03-000831.txt : 20030206 0000950130-03-000831.hdr.sgml : 20030206 20030206101326 ACCESSION NUMBER: 0000950130-03-000831 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOOPER HOLMES INC CENTRAL INDEX KEY: 0000741815 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 221659359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41442 FILM NUMBER: 03541762 BUSINESS ADDRESS: STREET 1: 170 MT AIRY RD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9087665000 MAIL ADDRESS: STREET 1: 170 MT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOOPER HOLMES INC CENTRAL INDEX KEY: 0000741815 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 221659359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 170 MT AIRY RD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 9087665000 MAIL ADDRESS: STREET 1: 170 MT AIRY ROAD CITY: BASKING RIDGE STATE: NJ ZIP: 07920 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G AMENDMENT NO. 3 TO SCHEDULE 13G
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
SCHEDULE 13G
(RULE 13d-102)
 
 
Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d)
and Amendments Thereto Filed Pursuant to Rule 13d-2.
 
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
 
Hooper Holmes, Inc.

(Name of Issuer)
 
Common stock, $.04 par value

(Title of Class of Securities)
 
439104100

                                (CUSIP Number)                                
 
December 31, 2002

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
¨
 
Rule 13d-1(b)
 
¨
 
Rule 13d-1(c)
 
x
 
Rule 13d-1(d)
 
*
 
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP NO. 439104100
 





  1.


 
Names of Reporting Persons
I.R.S. Identification Nos. of Above Persons (Entities Only)
 
James M. McNamee
   





  2.
 
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  ¨
(b)  ¨
   





  3.

 
SEC Use Only
 
   





  4.


 
Citizenship or Place of Organization
 
United States            
   





 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  5.    Sole Voting Power
 
         1,725,000                

  6.    Shared Voting Power
 
         1,425,129

  7.    Sole Dispositive Power
 
         1,725,000        

  8.    Shared Dispositive Power
 
         1,425,129



  9.


 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
3,150,129    
   





 

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10.

 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
¨
   





11.


 
Percent of Class Represented by Amount in Row (9)
 
4.74%            
   





12.


 
Type of Reporting Person (See Instructions)
 
IN            
   





 
ITEM 1.
 
(a)
 
Name of Issuer:
   
 The issuer of the securities with respect to which this amended statement on Schedule 13G (the “Statement”) is being filed is Hooper Holmes, Inc., a New York corporation (the “Issuer”).
   



(b)


 
Address of Issuer’s Principal Executive Offices:
 
170 Mt. Airy Road
Basking Ridge, New Jersey 07920
   





ITEM 2.
 
   
(a)


 
Name of Person Filing:
 
James M. McNamee
   





(b)


 
Address of Principal Business Office, or if None, Residence:
 
170 Mt. Airy Road
Basking Ridge, New Jersey 07920
   





(c)


 
Citizenship:
 
United States
   





(d)


 
Title of Class of Securities:
 
Common stock, par value $0.04
   





 

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(d)


 
CUSIP Number:
 
439104100
   





 
ITEM
 
3. If this statement is filed pursuant to §§240.13d-1(b), or 240.13d- 2(b) or (c), check whether the person filing is a:
 
 
(a)
 
¨ Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o).
 
(b)
 
¨ Bank as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c).
 
(c)
 
¨ Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
 
(d)
 
¨ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
(e)
 
¨ An investment adviser in accordance with §§240.13d-1(b)(1)(ii)(E).
 
(f)
 
¨ An employee benefit plan or endowment fund in accordance with §§240.13d-1(b)(1)(ii)(F).
 
(g)
 
¨ A parent holding company or control person in accordance with §§240.13d-1(b)(1)(ii)(G).
 
(h)
 
¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
(i)
 
¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3).
 
(j)
 
¨ Group, in accordance with §§240.13d-1(b)(1)(ii)(J).
 
ITEM 4. Ownership.
 
(a) Amount Beneficially Owned:
  
3,150,129
(1)
    

(b) Percent of Class:
  
4.74
%(2)
    

(c) Number of shares as to which such person has:
      
(i) sole power to vote or to direct the vote:
  
1,725,000
 
    

(ii) shared power to vote or to direct the vote:
  
1,425,129
 
    

(iii) sole power to dispose or to direct the disposition of:
  
1,725,000
 
    

(iv) shared power to dispose or to direct the disposition of:
  
1,425,129
 
    

 
(1) Includes 1,284,329 shares of common stock held by Mr. McNamee and his spouse Patricia as joint tenants, 140,800 shares held by Mr. McNamee’s spouse Patricia, and 1,725,000 shares underlying options that are currently exercisable or which will become exercisable within 60 days of the Event Date.

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(2) Based upon 64,737,923 shares of common stock outstanding as of the Event Date, plus 1,725,000 shares underlying options held by Mr. McNamee that are currently exercisable or which will become exercisable within 60 days of the Event Date.
 
ITEM 5. Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
 
x
 
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.
 
Mr. McNamee’s spouse has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, 1,425,129 of the 3,150,129 shares of common stock beneficially owned by Mr. McNamee, representing less than five percent of the outstanding shares of common stock, based on 64,737,923 shares outstanding as of the Event Date.
 
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
                Holding Company.
 
Not applicable.
 
ITEM 8. Identification and Classification of Members of the Group.
 
Not applicable.
 
ITEM 9. Notice of Dissolution of Group.
 
Not applicable.
 
ITEM 10. Certification.
 
Not applicable.

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SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.

 

    February 6, 2003


Date

 

/s/ James M. McNamee     


Signature

 

James M. McNamee     


Chairman, President and

Chief Executive Officer

 

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